Assessing a theory
One presents one's ideas to those who are able to implement them. taoscopy.com
Small Restraint9
Focus on the small details and subtle actions. Gentle persistence and restraint will gradually lead you to success.
↓ Line 1
Returning to the right path brings good fortune. There is no blame in correcting one's course.
↓ Line 3
Disruptions and misunderstandings can cause tension and conflict in relationships.
↓ Dispersion59
Adapt to situations by letting go of rigidity; dissolve obstacles through openness and flexibility.
9 Small Restraint
Other titles: The Taming Power of the Small, The Symbol of Small restraint, The Lesser Nourisher, Taming the Small Powers, Small Accumulating, Small Harvest, Small Obstruction, Nurturance by the Small, Restraint by the Weak, Restrained, Minor Restraint, The Weak Force, The Force of the Small, Weak Forces Restrain Strong Forces "The restraint is small, success follows. Overcoming something small which is poisoning or nagging. Partially relieving a situation. Influencing that which one cannot change.” -- D.F. Hook
Judgment
Legge:Passive Restraint brings about progress and success. We see dense clouds, but no rain coming from our western borders.
Wilhelm/Baynes: The Taming Power of the Small has success. Dense clouds, no rain from our western region.
Blofeld: The Lesser Nourisher. Success! Dense clouds giving forth no rain approach from the western outskirts. [On the whole, this hexagram presages good for us. The wind blowing across the heavens does not have the nourishing virtues of rain, but it refreshes us and makes us feel better. Thus, if things are going reasonably well with us, we may expect an improvement, especially in the future when, presumably, the nourishing rain will fall. However, as lines three and six indicate, if we are in serious trouble, we must not expect much help from the rather mild good fortune that is blowing our way. The conception of something weak or yielding bringing great benefit has been greatly developed by the Taoists who, as though they were familiar with judo, recognize the strength to be found in softness and the dangerous weakness sometimes occasioned by too much strength. The name of this hexagram understood somewhat differently may also be taken to mean that the time is propitious for undertaking additional activity or the care of the young.]
Liu: Taming the Small Powers: success. Thick clouds come from the west. No rain. [This situation symbolizes the preparation which precedes a new development.]
Ritsema/Karcher:Small Accumulating, Growing. Shrouding clouds, not raining. Originating-from my Western suburbs. [This hexagram describes your situation in terms of a variety of seemingly unconnected events and impulses. It emphasizes that retaining and hoarding these experiences through adapting to them is the adequate way to handle it...]
Shaughnessy:Small Harvest:Receipt; dense clouds do not rain from our western pasture.
Cleary (1):Nurturance by the small is developmental. Dense clouds do not rain, proceeding from one’s own western province.
Cleary (2): At small obstruction, nurturing the small succeeds… (etc.)
Wu:Restraint of the Small indicates pervasiveness. There are dense clouds, but no rain coming from our western countryside.
The Image
Legge: The image of the sky with the wind moving above it forms Passive Restraint. The superior man, in accordance with this, adorns the outward manifestation of his virtue.
Wilhelm/Baynes: The wind drives across heaven: the image of The Taming Power of the Small. Thus the superior man refines the outward aspect of his nature.
Blofeld: This hexagram symbolizes wind blowing across the sky. The Superior Man displays his scholarly accomplishments.
Liu: The wind blows across the sky, symbolizing Taming the Small Powers. The superior man improves his ability and virtue.
Ritsema/Karcher: Wind moving above heaven. Small Accumulating. A chun tzu uses highlighting the pattern to actualize-tao.[Actualize-tao: ...ability to follow the course traced by the ongoing process of the cosmos... Linked with acquire, TE: acquiring that which makes a being become what it is meant to be.]
Cleary (1): Wind blowing up in the sky is small nurturance; thus do superior people beautify cultured qualities.
Cleary (2): Wind moving up in the sky, nurturing the small. Thus do leaders beautify cultured qualities.
Wu: The wind blows in the sky above; this is Restraint of the Small. Thus the jun zi refines his splendorous virtue.
COMMENTARY
Confucius/Legge: In the ninth hexagram the magnetic line takes her proper place, and all the lines above and below obey her -- hence the name Passive Restraint. The figure is composed of the trigrams of Strength plus Flexibility. Dynamic lines occupy the central places, and their will is accomplished -- this means progress and success. Dense clouds but no rain depict the advancing dynamic lines, but their source in the west shows that their beneficial influence has yet to be felt.
Legge: The symbolism of the hexagram Passive Restraint is taken from the magnetic line in the fourth place which holds all of the dynamic lines in restraint. This is because the fourth place is properly passive (magnetic), and the response of the other lines is therefore one of submission to her authority.
The second sentence of the Judgment indicates the time and place of King Wen whose homeland was the western portion of China in the twelfth century B.C. Rain coming and moistening the ground causes the luxuriant growth of the natural world, and symbolizes the blessings which flow from good government. Therefore from the west, the hereditary territory of the legendary author of the I Ching, come the blessings which might enrich the whole kingdom. Here, however, they are somehow restrained -- the dense clouds do not yet empty their stores. Ch'eng-tzu, Wang Feng, and other scholars say, in effect: Dense clouds should give rain. That they exist without doing so shows the restraining influence of the hexagram at work. But the dynamic influence of the other lines still continues, and the rain will eventually fall. The wind moves in the sky and then ceases -- it can restrain for a time, but not indefinitely.
Cleary (1): Being strong, yet acting submissively, the submissiveness subdues the strength, and strength cannot act on its own. The heart grows daily humbler, while the virtue grows daily higher. One can thereby gradually get to the realm of sages. This is why nurturance by the small is developmental.
Cleary (2): When you encounter situations that obstruct you and bog you down, if you do not get resentful or bitter, but just nurture yourself to digest them, you will be successful … Indeed, events and situations that formerly obstructed you can become means of self-development; this is how you succeed …This line (Sic) indicates the value of not grabbing for easy success and the value of long-term results.
Wu:Restraint of the Small means literally small accumulation or small restraint. “Small” is another name for yin. “Small accumulation” or “small restraint” can also mean accumulation or restraint of the yin … When there are clouds, but no rain, it means that something has intervened and prevented the cycle from completion ... The judgment simply means: Many factors can derail a potential success and we should weigh them carefully before making a decision.
Anthony: Our influence is limited by the circumstances… We should avoid ambition to make progress as this exerts a negative pressure on people. It also indicates that we do not yet trust our path of non-action or the power of truth to change the situation…
NOTES AND PARAPHRASES
Judgment: Power is accumulated by gently withholding its expression.
The Superior Man transforms his insights into components of his conscious will. Or: He works on his outer, conscious (as opposed to inner, unconscious), awareness. Or: He lives his beliefs.
Wilhelm's translation of the title of this hexagram is The Taming Power of the Small. I have substitutedPassive Restraintas a phrase more compatible with contemporary English. The titles rendered by the other translators, in my opinion, do not convey the meaning of the hexagram: Liu's Taming the Small Powers even seems diametrically opposed to it, though it is obvious that the title has multiple meanings. In describing the action of the trigrams in this hexagram, Wilhelm conveys its essential meaning. (From Lectures on the I Ching):
The function of wind is to tame creative forces, to accumulate these and to make them visible. It is exceedingly difficult to understand this relationship of forces, because the power used here is not expressed with might, but it is the softest, gentlest, force imaginable. Wind is the least visible of all phenomena, and this invisible wind is now needed to concentrate that which strives upward, the strongest of all phenomena ... The unconscious acts and creates as it must, and we should submit to the surgings of its waves. Only in the peripheral region, in the small free zone of consciousness, can work be taken up each day, and whatever needs refining can be refined. This is not superfluous work. Although this small zone of consciousness and freedom is only a thin rind, its contact with the forces of the unconscious is vigorous ... Hence, that which is seemingly small and insignificant is, after all, the power that succeeds in taming chaos by means of steady work and perseverance.
Lines one through four of the ninth hexagram show different forms of restraint during a time of building tension. The dark clouds are accumulating, and we know that eventually the rain will fall and the tension will be released. Rain always symbolizes a union between Heaven and Earth in the I Ching,which in turn means a synthesis of some sort. In the present instance, the synthesis is still building, and although the tension seems to demand action we are counseled to remain still. The magnetic force must hold the overwhelming pressure of the dynamic forces in check.
The fifth line depicts the focal point at which the forces are gathered, and the sixth line shows the restraint necessary to allow the new transformation to stabilize. If we turn the hexagram over we get Cautious Advance, which depicts a different situation in which very careful action is called for. In the present instance however, no action is correct action.
Through the activity of divine providence, an abundance of blessing descends on the creatures, but this awakening of the power of providence is dependent on the deeds of created beings, on "awakening from below." Gershom Scholem – Kabbalah
Line 1
Legge: The first line, dynamic, shows its subject returning and pursuing his own course. What mistake should he fall into? There will be good fortune.
Wilhelm/Baynes: Return to the way. How could there be blame in this? Good fortune.
Blofeld: How could returning to this path be blameworthy?
Liu: Return to the correct way. Then how can one be blamed? It is good fortune.
Shaughnessy: Returning from the way, what could its trouble be? Auspicious.
Cleary (1): Returning by the path – how could that be blameworthy? It bodes well.
Wu: By returning to his own course, how can he be blamed? It will be auspicious.
COMMENTARY
Confucius/Legge: He returns and pursues his own path -- it is right there should be good fortune. Wilhelm/Baynes: This is something that bodes well. Blofeld: This passage assures us of good fortune. Ritsema/Karcher: One's righteousness significant indeed. Cleary (2): It is right that there should be good fortune. Wu: “By returning to his own course” means good fortune.
Legge: Line one is the first line of the trigram of Strength, here occupying its proper place. Therefore, notwithstanding the check of line four, he resumes his movement and will go forward according to his strong nature.
NOTES AND PARAPHRASES
Siu: At the outset, the man presses forward. When obstacles are encountered, however, he returns to the state of greater choice. By not forcing his way, he eventually gains his objective.
Wing: In forcing your way, you meet with obstacles. It is best to hold back to a position where you have the choice of advance or retreat. Then you may concern yourself with the true nature of the situation and react accordingly.
Anthony: In taking hold of the problem, we adopt an either-or attitude, to force some sort of conclusion. This impatience springs from desire and our ego’s attempt to dominate the situation. This is doomed to failure. It is best to return to the path of acceptance and modesty.
Cleary (1): Being strong yet remaining humble, concealing one’s light and nurturing it in obscurity, embracing the Tao and keeping settled, not injuring inner reality by outward artificiality, is to be able to return by way of the path. Being able to return by way of the path, though the nurturance is small, one can gain its nourishment, and strong energy grows day by day; not only is it blameless, it brings good fortune. This is the nurturance of being great yet being humble and appearing small.
Cleary (2): In the first yang, accurate knowledge is strong, so obstacles caused by events cannot do any harm, and so one “returns by the path.”
Editor: Legge's commentary here is inconsistent with his own translation of the line. The strong first line wants to forge ahead, but the idea of the figure is passive restraint, and the symbol of that restraint is his correlate fourth line. He accepts her message and returns to virtue by restraining his forward impetus. Wilhelm's translation expresses this idea as a command to "Return to the way” -- i.e.: "Get back where you belong.” Ritsema/Karcher's rendering of "Returning originating-from tao” is perhaps the most powerful image. This line is sometimes received when doubts arise about the Work or our way of processing it: it is telling us to trust our inner knowing. If this is the only changing line, the new hexagram becomes #57, Penetration, with the corresponding advice: “In advancing and retreating, the perseverance of a warrior furthers.”
A knowledge of the opinions of others may guide us in our researches as long as we cannot find the truth in ourselves, but such knowledge is as liable to mislead us as to lead us right; the only way to arrive at the recognition and understanding of the truth is the development of the knowledge of self. F. Hartmann -- Paracelsus: Life and Prophecies
A. Don't get ahead of yourself. Restrain your compulsive need to act. Don't exceed your authority.
B. Image of a return to normalcy.
C. Remain persevering in your conduct of the Work. You know exactly what that is.
Line 3
Legge: The third line, dynamic, suggests the idea of a carriage, the strap beneath which has been removed, or of a husband and wife looking on each other with averted eyes.
Wilhelm/Baynes: The spokes burst out of the wagon wheels. Man and wife roll their eyes.
Blofeld: The chariot is separated from the spoked wheel. Husband and wife stand glaring at each other.
Liu: The wheels separate from the wagon. Husband and wife are in disharmony.
Ritsema/Karcher: Carting stimulating the spokes. Husband, consort, reversing eyes.
Shaughnessy: The cart throws its axle-strut; the husband and consort cross eyes.
Cleary (2): The wheels are detached from the cart. Husband and wife look away from each other.
Wu: The wooden pieces holding the axle firmly underneath a carriage come off. The husband and wife look at each other with averted eyes.
COMMENTARY
Confucius/Legge: Line three is like a husband who cannot maintain correctly his relations with his wife. Wilhelm/Baynes: When "man and wife roll their eyes," it is a sign that they cannot keep their house in order. Blofeld: Disorder reigns within the house. Ritsema/Karcher: Not able to correct the home indeed. Cleary (2): They cannot cohabit. Wu: They cannot maintain proper relations.
Legge: Line three, though dynamic and in its proper place, is not in the center and therefore is less able to resist the restraint of the fourth line.
NOTES AND PARAPHRASES
Siu: The circumstances favor the weak. Progress is frustrated by external, apparently minor, impediments. The net effectiveness is that of a wheel without spokes.
Wing: The opposition appears minor and advance seems possible. Yet the situation is not in your control. If you insist upon forging ahead confidently you will be defeated by no end of annoyances. This has a most undignified appearance.
Wilhelm/Baynes: Here an attempt is made to press forward forcibly, in the consciousness that the obstructing power is slight… External conditions hinder the advance… We do not yet heed this hint from fate, hence there are annoying arguments like those of a married couple…
Anthony: This symbolizes a thing falling apart, losing its shape, integrity and usefulness. The situation falls apart when we bring controversial matters up, rather than allowing them to arise spontaneously. We rush things when we are afraid that the right time may not occur soon enough. Under the influence of fear we are unable to attain the objectivity we need to find the right solution.
“Power lies with the weak.” True power, in dealing with the obstinate power of the ego, or with Fate itself, is in letting go, not taking hold in trying to make points, or engaging in arguments, or striving to overcome the situation. It also lies in reticence, tranquility and detachment.
Cleary-2: In the third yang, one relies on unfertile intellect and so is stymied by obstacles that arise in the course of events: concentration and insight are both damaged.
Editor: Progress is halted due to a polarization of thoughts and feelings: emotion refuses to conform to reason. Psychologically: when our emotions don’t match our rationalizations, progress is impeded. This line often portrays a situation in which logic and affect clash with fated circumstances: emotion rules when reason fails to resolve a seemingly simple dilemma. If this is the only changing line, hexagram #61, Inner Truth, is evoked, with a corresponding line portraying the effects of inconstancy and lack of will.
If a house be divided against itself, that house cannot stand. Mark 3:25
A. Inner turmoil creates disunion and halts advancement.
B. Thoughts and feelings are out of synch with what is happening.
C. An image of impotent frustration which blocks the Work.
59 Dispersion
Other titles: Dispersion, Dissolution, Disintegration, Dispersal, Overcoming Dissension, Scattering,Dispersing, Unintegrated, Reuniting, Evaporation, Reorganization, New Deal, Re-Shuffle, Course Correction, Catharsis
Judgment
Legge: Expansion intimates that there will be progress and success. The king goes to his ancestral temple. It will be advantageous to cross the great stream. It will be advantageous to be firm and correct.
Wilhelm/Baynes:Dispersion. Success. The king approaches his temple. It furthers one to cross the great water. Perseverance furthers.
Blofeld:Scattering -- success! The King has approached his temple. [An omen of safety.] It is advantageous to cross the great river (or sea). [I.e., to go on a long journey.] Persistence in a righteous course brings reward.
Liu: Dispersion. Success. The king approaches the temple. It is of benefit to cross the great water. It benefits to continue.
Ritsema/Karcher: Dispersing , Growing. The king imagines possessing a temple. Harvesting: wading the Great River. Harvesting Trial. [This hexagram describes your situation in terms of confronting obstacles, illusions and misunderstandings. It emphasizes that clearing away what is blocking the light is the adequate way to handle it. To be in accord with the time, you are told to: disperse what obstructs awareness!]
Shaughnessy: Dispersal: Receipt; the king approaches into the temple; beneficial to ford the great river; beneficial to determine.
Cleary (1): In Dispersal there is development. The king comes to have a shrine. It is beneficial to cross great rivers . It is beneficial to be correct.
Cleary (2):Dispersal is successful. The king goes to his ancestral temple. The benefit crosses great rivers. It is beneficial if correct.
Wu: Dispersion indicates pervasiveness. The king does homage to his ancestral temple. It will be advantageous to cross the big river, but only with perseverance.
The Image
Legge: The image of wind moving over water forms Expansion. The ancient kings, in accordance with this, presented offerings to God and established the ancestral temple.
Wilhelm/Baynes: The wind drives over the water: the image of Dispersion. Thus the kings of old sacrificed to the Lord and built temples.
Blofeld: This hexagram symbolizes wind blowing across the face of the waters. The kings of old built temples in which to sacrifice to the Supreme Lord of Heaven. [A temple is a place of safety from the ills of the world. The symbolism here is that the upper trigram forms a temple in which people are safe from the pit (the lower trigram); its middle line (five) signifies the King. The implication is that we should employ spiritual or moral means to preserve ourselves from the danger threatened by the lower trigram.]
Liu: Wind blowing over water symbolizes Dispersion. The ancient kings offered sacrifices to the Deity, then built temples.
Ritsema/Karcher: Wind moves above stream. Dispersing. The Earlier Kings used presenting tending-towards the supreme to establish the temples.
Cleary (1): Wind blows above water, Unintegrated. Thus ancient kings honored god and set up shrines.
Cleary (2): Wind travels over the water, dispersing. Ancient kings honored God and set up shrines.
Wu: The wind moves above water; this is Dispersion. Thus, the ancient kings made offerings to the Supreme Being and consecrated their ancestral temple.
COMMENTARY
Confucius/Legge: The dynamic line is central in the lower trigram, and the magnetic fourth line is correct in the upper trigram, uniting with the dynamic ruler above her. The king's mind is without any deflection as he goes to his ancestral temple. He rides over water in a vessel of wood, and will cross the great stream with success.
Legge: The hexagram of Expansion denotes a state of dissipation or dispersion. It shows men's minds alienated from correctness and sure to go on to disorder. Here an attempt is made to show how the situation should be remedied.
The lower trigram represents Water, and the upper, Wind. Wind moving over water evaporates it, and suggests the idea of dispersion. Success is intimated because there are dynamic lines occupying the central places in the trigrams. The king's piety moves the spirits by its sincerity -- when the religious spirit rules men's minds, there will be no alienation from what is right and good. Under such conditions even hazardous enterprises may be undertaken.
The second sentence of the Confucian commentary literally begins: "The king is indeed in the middle..." This means that his heart and mind are set on the central truth of what is right and good. The ancestral temple signifies the recognition that sincere religious practices counteracted the tendency to mutual alienation and selfishness among men. The wooden vessel refers to one of the attributes of the upper trigram, which is Wood. It suggests a boat riding on water (the lower trigram), hence: crossing the great water.
NOTES AND PARAPHRASES
Judgment: Focus on the ideals of the Work and maintain your will. A major synthesis is possible.
The Superior Man subdues his ego to attain his latent potential.
Because of the intimate relationship between this figure and hexagram number 45, Contraction, I have chosen the title of Expansionto best emphasize their polarity.
The "ancient kings and sages" are more mythical than historical, so we can assume that they symbolize archetypal forces ("gods") within the psyche -- of whom the ego is only the current spacetime representative (i.e., servant- facilitator). The Self is the focal point, the center of this multidimensional awareness complex.
In both timeless and spaceless experiences, the mundane world is virtually excluded. Of course, the converse is true of the mundane state of daily routine, in which the oceanic unity with the universe, in ecstasy and Samadhi, is virtually absent. Thus, the mutual exclusiveness of the "normal" and the exalted states, both ecstasy and Samadhi, allows us to postulate that man, the self- referential system, exists on two levels: as "Self" in the mental dimension of exalted states; and as "I" in the objective world, where he is able and willing to change the physical dimension "out there.” R. Fischer -- "A Cartography of the Ecstatic and Meditative States," Science:174, 1971
The symbol of a temple, where one worships one's ancestors may be taken as the perfect gestalt of the Work as it exists outside of spacetime, as well as the karmic repository of all previous incarnations. It represents both the completed Work and the Work in progress. That the family temple was regarded in China as symbolic of an ideal standard of perfection such as this, is implied in the following passage:
Diplomatic negotiations were carried on in the ancestral temple, in the veritable presence, it was believed, of the ancestors; diplomatic banquets were given there, also. Even a proposal of marriage was received by the father of the prospective bride in his ancestral temple, in the presence of the spirits ... (The world of Confucius), we must remember, was one in which there was a nearly complete breakdown of moral standards ... Only in the performance of religious ceremonies could there still be found, consistently, a type of conduct regulated by a socially accepted norm of behavior, in which men's actions were motivated by a pattern of cooperative action, rather than swayed by the greed and passions of the moment. H.G. Creel -- Confucius and the Chinese Way
Psychologically, Expansion depicts a state of inner pressure capable of fruitful resolution if it can be properly guided. The king in the Image (in this case, the ego) sacrifices for a high ideal: the good of the Work. Legge's commentary tells us that the "second sentence of the Confucian commentary literally begins: `The king is indeed in the middle...'" This suggests a combination of his second and third sentences into the paraphrase: "The king steers a middle course when crossing the water to the ancestral temple." This gives the image of a vessel and the proper way to guide it toward a destination. Anyone who has ever steered a boat with a rudder knows that to over-correct on either side is a mark of poor seamanship: the goal is to maintain a dynamic balance in our guidance of the Work. Lines two and five represent proper course-correction because they are both in the middle of their respective trigrams.
Expansionis the inverse of the following hexagram of Restrictive Regulations. What is there confined and hoarded is here dispensed -- but this dispensation must conform with the ultimate good of the Work. Not just any release of tension will do -- it must recombine itself into a new and better organization, as imaged in the fourth line. If this new order is a proper one, the released tension precipitates a catharsis, as imaged in line five.
The form, then, in which our complexes confront us is the form in which the fundamental materials of our human structure come into our here-and-now existence. Like crystals they are always imperfect to some extent and often unrecognizable or grossly disfigured in comparison with the “ideal” shape, the shape that would represent the “pure” incorporation of the crystal scheme. But we have to meet them in this more or less imperfect or distorted form and out of this form we have to transform them into something that may be more akin to the aboriginal “intent” inherent in their archetypal cores. This undertaking, this process, is what Jung calls individuation. E.C. Whitmont -- The Symbolic Quest
SUGGESTIONS FOR MEDITATION
The Judgment of hexagram number forty-five, Contraction, also mentions the king going to his ancestral temple. A close comparison of this figure with Expansion will reveal much about the dynamics of the Work.